Amendment Note - ASA India Moratorium Policy
Sexual Harassment Elimination Policy
Nomination and Remuneration Policy
Cancellation, Return And Refund Policy
Related Party Transaction Policy
Independent Directors' Terms & Conditions of appointment
ASA India Loan Restructuring Policy
ASA India Pricing of Loan Policy
ASA India Assessment of Household Income
Ombudsman Scheme for NBFC (2018) - English
Ombudsman Scheme for NBFC (2018) Appendix A - English
Ombudsman Scheme for NBFC (2018) - Hindi
Ombudsman Scheme for NBFC (2018) - Bengali
Audited financials (2023-2024) (2022-2023) (2021-2022)
Annual Return (2021-2022) (2022-2023)
Disclosure on Liquidity Risk (September 2020)
MFIN Certificate of Membership
Reconstitution of sub-committees (March 2022)
Reconstitution of POSH committee (June 2024)
Notice 33rd Annual General Meeting - September 26, 2023
Notice 34th Annual General Meeting - September 23, 2024
Principal Nodal Officer - AML and KYC Guideline
Mr. Shubhro Shankha Banerjee
e-mail: pno@asaindiamf.com
NBFCs (including RNBCs) have been advised in Para 4(x) of Annex VI of the ‘Know Your Customer’ (KYC) Guidelines – Anti Money Laundering Standards (AML) – ‘Prevention of Money Laundering Act, 2002 under the Reserve Bank of India that they should appoint a senior management officer to be designated as Principal Officer and the role and responsibilities of the Principal Officer have been detailed therein. With a view to enable the Principal Officer to discharge his responsibilities, the Principal Officer and other appropriate staff should have timely access to customer identification data and other CDD information, transaction records and other relevant information. Further, NBFCs (including RNBCs) should ensure that the Principal Officer is able to act independently and report directly to the senior management or to the Board of Directors. The role and responsibilities of the Principal Officer should include overseeing and ensuring overall compliance with regulatory guidelines on KYC/AML/CFT issued from time to time and obligations under the Prevention of Money Laundering Act, 2002, rules and regulations made thereunder, as amended from time to time.
Registrar and Transfer Agent
KFIN Technologies Private Limited
Karvy Selenium, Tower B, Plot No- 31 & 32
Financial District, Nanakramguda, Serilingampally,
Hyderabad
Rangareddi, Telangana
India 5000329